When tax-exempt or non-U.S. taxpayers invest in U.S. businesses, unwanted and unintended U.S. tax obligations can follow without careful planning. Blocker corporations have become a common strategy employed...
Obtaining a Phase I environmental site assessment (ESA) is essential to conducting environmental due diligence for commercial real estate transactions. The goal of a Phase I ESA is to evaluate readily...
Artificial intelligence (AI) tools and resources are inundating the news, social media, professional seminars, and inboxes. AI is part of every conversation across industries and professional services...
Do you need guidance in defending against claims brought under the recently overhauled California's Private Attorneys General Act (PAGA)? Read Private Attorneys General Act in California: Defending...
Confidently present your case in chief to the Trademark Trial and Appeal Board (TTAB) with this opening trial brief that an opposer/petitioner (plaintiff) may use in an opposition or cancellation proceeding...
The Investment Advisers Act of 1940 makes it unlawful for an investment adviser that is registered, or required to be registered, with the U.S. Securities and Exchange Commission (SEC) to provide investment advice without a comprehensive compliance program in place. The Advisers Act requires SEC-registered advisers to: (1) adopt and implement written policies and procedures reasonably designed to prevent violations of the federal securities laws, (2) review those policies and procedures annually for their adequacy and the effectiveness of their implementation, and (3) designate a chief compliance officer responsible for administering the compliance program. Fund counsel is frequently asked to assist in the design or annual review of an adviser’s compliance program, and what better time to review compliance than at the start of a new year? READ NOW »
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