Travelers Check (This Out): Foreign Private Issuer Guide for Capital Markets

The requirements of the securities laws apply to Foreign Private Issuers (FPIs) in different ways than they apply to domestic issuers. Use this guide for an overview of the market, securities laws and regulations, the securities offering process, disclosure and corporate governance obligations, stock exchange requirements, commercial and regulatory trends, and practical tips for counsel, all from an FPI perspective.

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Related Content

• Foreign Private Issuers and Rule 12g3-2(b) Filing Exemption Checklist
  Check whether an FPI qualifies for an exemption from Section 12(g) registration.

• Foreign Private Issuers Applying to Over-the-Counter Markets Timeline
  Plan out the process and time needed for an FPI to access OTC Markets Group markets.

• English Translations Versus Summaries in Foreign Language Documents Checklist
  Compare requirements for Forms 6-K, 18, and 18-K; MJDS filings; and Rule 12g3-2(b) disclosures.

• Form F-1, F-3, and F-4 Registration Statements Checklist
  Go over an FPI’s needs when conducting an offering on these forms.

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