05 Oct 2021

The 8-K Mambo Section 5: Form 8-K Preparation for a Section 5 Event

Section 5 of Form 8-K covers changes in control, director departures and elections, amendments to articles of incorporation or bylaws, trading suspensions, and other important corporate events. Use this practice note to understand a client’s disclosure obligations when one of the covered events occurs.

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Related Content

  • Form 8-K, Item 5.02 Checklist
    Reference disclosure requirements for departing or elected directors, officer appointments, and compensatory arrangements for certain officers.

 

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