16 Feb 2021
Sweet (Section) 16: Memorandum: Obligations of Directors and Officers Under Section 16
Section 16 insiders, (officers, directors, and principal stockholders of companies) are required to file Forms 3, 4, and 5 disclosing their holdings in each company. Use this template to draft a memorandum explaining these obligations to a company’s Section 16 insiders.
Related Content
- Section 16 Training for Public Companies: Beneficial Ownership Reporting and Profit Disgorgement Presentation
Use this template when preparing a presentation to Section 16 insiders. - Section 16 Compliance, Insiders, and Liability
Dig into the application of Section 16 and rules applying to insiders. - Section 16 Forms: Guidance for Completing, Filing, and Amending
Go point-by-point in filling out forms relating to Section 16 insiders. - Power of Attorney (To File Forms 3, 4, and 5 Under Section 16(a))
Get the authorization you need to file the necessary forms.
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