Studying Abroad: OFAC Due Diligence Questions

Foreign issuers or individuals may be the target of sanctions by the U.S. Dept. of the Treasury’s Office of Foreign Assets Control (OFAC). Use this template to draft questions that gather required compliance information relating to OFAC sanctions.

READ NOW »

Related Content

• OFAC Compliance Representation and Warranty
  Indicate your client’s IPO’s compliance with OFAC sanctions.

• OFAC Compliance in a Securities Offering Checklist
  Use this reference to quickly determine whether an offering may conflict with OFAC sanctions.

• OFAC Due Diligence in Securities Offerings
  Review OFAC jurisdiction, compliance requirements, prohibited transactions, and due diligence.

• Tariffs and Trade Policy Changes Risk Factor
  Draft a risk factor warning investors of risks related to the effect of trade policy on operations.

Practical Guidance Updates

Featuring the latest updates from your Practical Guidance account.

• See the Ukraine Invasion Resource Kit for related resources across many practice areas.
• The Practical Guidance Journal Spring 2022 Edition includes market trends on disclosure related to climate change.
• Regulation D Resource Kit
• Purchase Agreement Drafting for a Rule 144A / Regulation S Debt Offering
• Rule 144A and Regulation S Securities Offering Process
• Rule 144A Transactions
• Exxon Capital Exchange Offers

Experience results today with practical guidance, legal research, and data-driven insights—all in one place.

Experience Lexis+