SIPA and the Bankruptcy Code

While economists debate the economic forecast for 2023, now may be a good time to refresh your understanding of broker-dealer insolvencies. The Securities Investor Protection Act of 1970 (SIPA) governs the liquidation of the broker-dealer business of all Securities Investor Protection Corporation members. Check out this expertly drafted practice note on broker-dealer insolvencies and the intersection of SIPA and the Bankruptcy Code.

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