09 May 2023
Regulatory Due Diligence Considerations in U.S. Bank M&A Transactions Checklist
A wave of bank mergers and acquisitions in 2023 puts a spotlight on the due diligence review that institutions should employ. Regulatory approval is required from banking agencies and the review process varies based on the complexity of the transaction. Review this checklist, written by Eric Yoon, Partner at K&L Gates, for an understanding of the regulatory due diligence considerations for institutions seeking to merge with, or acquire, a banking institution.
Related Content
- Bank Mergers Antitrust Review
Access this practice note for key information on the statutory framework, federal standards of review, and regulatory processes applicable to the antitrust review of bank mergers and acquisitions.
- Insured Depository Institution and Depository Institution Holding Company Mergers and Acquisitions
View regulatory considerations, including banking laws and antitrust considerations. This comprehensive practice note provides counsel with the regulatory framework governing mergers and acquisitions for insured depository institutions and holding companies.
- Bank Holding Companies: Supervision, Regulation, and Activities
Explore this practice note for an overview of the Bank Holding Company (BHC) Act of 1956, the framework for BHC supervision and regulation, acquisitions and investments in banks, and related procedural and approval requirements.
Practical Guidance Updates
Featuring the latest updates from your Practical Guidance account.
- Trends & Insights provides the latest in news articles and insight documents on trending areas for financial service organizations.
- Bank Mergers and Acquisitions Resource Kit, Bank Regulatory Counsel Resource Kit, and Bank Failure Resource Kit provide links to practice notes, checklists, templates, and articles on key issues, laws, and regulations applicable to financial institutions.
- Financial Institution Regulations State Law Comparison Tool
Access this tool for state-specific guidance and the ability to compare state laws for banking and non-banking financial institutions in the areas of licensing, capital requirements, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority. - The Practical Guidance Journal Second Edition 2023 includes legal developments on generative AI, bank failure impacts, and the risks created by crypto-assets.
- Legal Developments provide the latest updates and analyses of emerging topics impacting your practice area. Visit the Legal Developments page to see the latest topics, which also include breaking legal news and related Practical Guidance content.
- Listen Up! The Practical Guidance and Law360 Podcasts Resource Kit features interviews with industry-leading attorneys on cutting edge issues in the law: NFTs, Cannabis, COVID-19, and more.
- Check out the new Practical Guidance Author Center! Learn about the 1750+ leading attorney authors contributing to our 23 practice areas and find out how you can Become a Practical Guidance Author.
- Document alerts are now available in Practical Guidance. This allows you to stay current on legal developments that affect your practice. Find out how to set up your document alerts.
PRACTICAL GUIDANCE CUSTOMER EMAIL EDITION ON THE WEB
Experience results today with practical guidance, legal research, and data-driven insights—all in one place.
Experience Lexis+