19 Oct 2021
It’s Not Arbitrary: FINRA Customer Arbitration Guide
Investors, brokers, and brokerage firms commonly resolve FINRA disputes through arbitration. Learn about the arbitration process, claims, responses, motion practice, settlement, and more with this practice note.
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Understand how arbitrators are selected and how to make the best possible selection.
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Dig into the voluntary mediation rules and process for FINRA members.
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Read about requests for, effects of, and rules related to receiving injunctive relief in a FINRA arbitration.
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