30 Jul 2024
Financial Services Compliance in International Jurisdictions
LexisNexis® Practical Guidance offers this highly regarded Lexology Panoramic international guide for practitioners. Review questions and answers from leading law firms on topics ranging from regulatory authority and statutory requirements to potential sanctions or civil penalties for violations, across jurisdictions. With key coverage, this guide provides links to international guides addressing essential aspects of financial services compliance.
Related Content
- International Banking
Review this practice note which provides an overview of the legal framework for foreign banks operating in the United States and U.S. banks operating abroad, including the various laws and regulations that govern their conduct and activities.
- FATCA Foreign Financial Institutions (FFIs)
Access this practice note examining the Foreign Account Tax Compliance Act of 2009 (FATCA) and providing a detailed introduction to FATCA, and the due diligence, reporting, and withholding obligations that it imposes on financial institutions.
- Anti-Money Laundering in International Jurisdictions
Explore these Lexology Panoramic international guides for essential aspects of anti-money laundering law and policy in various countries.
- Financial Services Litigation in International Jurisdictions
Access this guide with links to international questions and answers covering essential aspects of financial services litigation.
Practical Guidance Updates
Featuring the latest updates from your Practical Guidance account.
- Trends & Insights provides the latest in news articles and insight documents on trending areas for financial service organizations including EU anti-money laundering rules get green light from member states.
- Financial Services Regulation Trackers provide up to date information on key administrative proceedings from federal, state, and local banking authorities.
- Document alerts allow you to stay current on legal developments that affect your practice. Find out how to set up your document alerts.
- Explore the Chevron Reversal Impacts Resource Kit for analysis related to the Supreme Court’s decision to overturn four decades of deference to federal agency interpretations of ambiguous statutes.
- State Law Comparison Tool—Financial Institution Regulation Topic provides federal/state-specific guidance and the ability to compare state laws for banking and non-banking financial institutions in the areas of licensing, capital requirements, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority.
- For Practical Guidance content on important recent trends, please review these easy-to-use Resource Kits on a variety of emerging topics:
- Explore The Summer 2024 PG Journal: Review this guidance, AI and Legal Ethics: What Lawyers Need to Know, in the Summer Edition of the Practical Guidance Journal. Explore insights from a judge into the use of GenAI in civil litigation, including discovery issues, use cases, and key takeaways. Also advance your career with professional and business development guidance.
- Learn about the 2000+ leading attorney authors contributing to our 26 practice areas in the Practical Guidance Author Center. Interested in becoming a Practical Guidance author? Click here for details. Practical Guidance is committed to amplifying diverse voices of attorneys across all gender and race.
- Legal Developments provide the latest updates and analyses of emerging topics impacting your practice area. Visit the Legal Developments page to see the latest topics, which also include breaking legal news and related Practical Guidance content.
- Listen Up! The Practical Guidance and Law360 Podcasts Resource Kit features interviews with industry-leading attorneys on cutting edge issues in the law: Generative AI, NFTs, Cannabis, and more.
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